Plan Compliance Tools
 

We have prepared a number of compliance tools to assist you in complying with the many rules and regulations that govern employee benefit plans.  Topics are continually added, but currently include:

• Compliance Audit Checklist - Pension

• Compliance Audit Checklist - Health Plan

• Fiduciary Education Outline

• Investment Policy Statement Outline

• Common Issues Investigated by US Department of Labor

If you are interested in additional information about any of these topics or would like to be added to our address book to receive periodic emails, please contact us.